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BNP PARIBAS ASSET MANAGEMENT USA, INC.
BNP PARIBAS ASSET MANAGEMENT USA, INC. (CRD# 105455) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in Feb 1975. In Mar 2019, the firm reported total Regulatory Assets Under Management (RAUM) of $47.5 Billion, with discretion over 97% of those assets.   Pooled investment vehicles (Private Funds) account for 23% of RAUM.   Non-US investors represent 86% .  
 
BNP PARIBAS ASSET MANAGEMENT USA, INC. also reported in Mar 2019
  • 151 employees, with 66 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BNP PARIBAS ASSET MANAGEMENT USA, INC. has one or more disclosure events currently on file with the SEC.
 

View BNP PARIBAS ASSET MANAGEMENT USA, INC.'s most recent Form ADV filing
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BNP PARIBAS ASSET MANAGEMENT USA, INC. has Notice Filings with the following State Securities Authorities: NY-Mar 2003


Disclaimer: 
The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel free to contact FindingFraud.org with questions or concerns.


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