BMO ASSET MANAGEMENT CORP.
|
|
BMO ASSET MANAGEMENT CORP.
(CRD# 106466)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Chicago, IL.
The SEC approved the firm to operate as an RIA in
Nov 1989.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$36.8 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
|
|
BMO ASSET MANAGEMENT CORP.
also reported in
Mar 2019
-
132
employees,
with
38
performing advisory functions.
-
A total of 2 office locations.
-
No registrations with foreign financial regulatory authorities.
-
Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
BMO ASSET MANAGEMENT CORP. has one or more disclosure events currently on file with the SEC.
|
|
|
|
|
|
|
|
|
|
BMO ASSET MANAGEMENT CORP. has Notice Filings with the following State Securities Authorities:
AK-Jun 2012, AL-Jun 2012, AR-Jun 2012, AZ-Mar 2008, CA-Jan 20
, CO-Jun 2012, CT-Mar 2008, DC-Jun 2012, DE-Jun 2012, FL-Jan 2
, GA-Jan 2007, HI-Jun 2012, IA-Jun 2012, ID-Jan 2007, IL-Jan 1
, IN-Jan 2007, KS-Jun 2012, KY-Jan 2007, LA-Jun 2012, MA-Jan 2
, MD-Jan 2007, ME-Jun 2012, MI-Jan 2007, MN-Jan 2007, MO-Jun 2
, MS-Jun 2012, MT-Jun 2012, NC-Jan 2007, ND-Jun 2012, NE-Jun 2
, NH-Jun 2012, NJ-Jan 2007, NM-Jun 2012, NV-Jun 2012, NY-Mar 2
, OH-Jan 2007, OK-Jun 2012, OR-Jun 2012, PA-Jan 2007, PR-Jun 2
, RI-Jun 2012, SC-Mar 2008, SD-Jun 2012, TN-Jan 2007, TX-Jan 2
, UT-Jun 2012, VA-Jan 2007, VT-Jun 2012, WA-Jun 2012, WI-Jan 2
, WV-Jun 2012
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
