BLACKROCK FINANCIAL MANAGEMENT, INC
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BLACKROCK FINANCIAL MANAGEMENT, INC
(CRD# 107105)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Feb 1995.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$833.5 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
34%
of RAUM.
Non-US investors represent
49%
.
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BLACKROCK FINANCIAL MANAGEMENT, INC
also reported in
Mar 2019
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4147
employees,
with
861
performing advisory functions.
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A total of 28 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BLACKROCK FINANCIAL MANAGEMENT, INC has one or more disclosure events currently on file with the SEC.
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BLACKROCK FINANCIAL MANAGEMENT, INC has Notice Filings with the following State Securities Authorities:
AK-Apr 2006, AL-May 2006, AR-Apr 2006, AZ-Mar 2006, CA-Apr 2003
, CO-Mar 2006, CT-Mar 2006, DC-Mar 2006, DE-Apr 2006, FL-Apr 2006
, GA-Mar 2006, HI-Mar 2006, IA-Apr 2006, ID-Mar 2006, IL-May 2006
, IN-Mar 2006, KS-Mar 2006, KY-Mar 2006, LA-Mar 2006, MA-Mar 2006
, MD-Mar 2006, ME-Mar 2006, MI-Mar 2006, MN-Apr 2006, MO-Mar 2006
, MS-Mar 2006, MT-Mar 2006, NC-Mar 2006, ND-Mar 2006, NE-Mar 2006
, NH-Mar 2006, NJ-May 2006, NM-Mar 2006, NV-Mar 2006, NY-Feb 1995
, OH-Mar 2006, OK-Mar 2006, OR-Mar 2006, PA-Mar 2006, PR-Mar 2006
, RI-Mar 2006, SC-Mar 2006, SD-Mar 2006, TN-Apr 2006, TX-Mar 2006
, UT-Mar 2006, VA-Mar 2006, VI-Mar 2008, VT-Mar 2006, WA-Mar 2006
, WI-Mar 2006, WV-Mar 2006, WY-Aug 2017
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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