BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED
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BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED
(CRD# 165482)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Hong Kong, China.
The SEC approved the firm to operate as an RIA in
Nov 2012.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$48.4 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
58%
of RAUM.
Non-US investors represent
98%
.
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BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED
also reported in
Mar 2019
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404
employees,
with
92
performing advisory functions.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED has one or more disclosure events currently on file with the SEC.
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BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED has Notice Filings with the following State Securities Authorities:
AK-Jan 2013, AL-Jan 2013, AR-Jan 2013, AZ-Jan 2013, CA-Nov 2012
, CO-Jan 2013, CT-Jan 2013, DC-Jan 2013, DE-Nov 2012, FL-Jan 2013
, GA-Jan 2013, HI-Jan 2013, IA-Jan 2013, ID-Jan 2013, IL-Jan 2013
, IN-Jan 2013, KS-Jan 2013, KY-Jan 2013, LA-Jan 2013, MA-Nov 2012
, MD-Nov 2012, ME-Jan 2013, MI-Jan 2013, MN-Jan 2013, MO-Jan 2013
, MS-Jan 2013, MT-Jan 2013, NC-Jan 2013, ND-Jan 2013, NE-Jan 2013
, NH-Jan 2013, NJ-Nov 2012, NM-Jan 2013, NV-Jan 2013, NY-Nov 2012
, OH-Jan 2013, OK-Jan 2013, OR-Jan 2013, PA-Jan 2013, PR-Jan 2013
, RI-Jan 2013, SC-Jan 2013, SD-Jan 2013, TN-Jan 2013, TX-Jan 2013
, UT-Jan 2013, VA-Jan 2013, VI-Jan 2013, VT-Jan 2013, WA-Jan 2013
, WI-Jan 2013, WV-Jan 2013, WY-Aug 2017
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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