AXA INVESTMENT MANAGERS INC
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AXA INVESTMENT MANAGERS INC
(CRD# 113608)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Greenwich, CT.
The SEC approved the firm to operate as an RIA in
Jun 2001.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$66.2 Billion,
with discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
9%
of RAUM.
Non-US investors represent
92%
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AXA INVESTMENT MANAGERS INC
also reported in
Mar 2019
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87
employees,
with
54
performing advisory functions.
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A total of 4 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AXA INVESTMENT MANAGERS INC has no disclosure events reported to the SEC at this time.
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AXA INVESTMENT MANAGERS INC has Notice Filings with the following State Securities Authorities:
CA-Jul 2018, CT-Mar 2003, FL-Jul 2018
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