AST INVESTMENT SERVICES, INC.
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AST INVESTMENT SERVICES, INC.
(CRD# 108897)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Shelton, CT.
The SEC approved the firm to operate as an RIA in
Jan 1992.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$138.3 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
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AST INVESTMENT SERVICES, INC.
also reported in
Mar 2019
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65
employees,
with
16
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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AST INVESTMENT SERVICES, INC. has one or more disclosure events currently on file with the SEC.
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AST INVESTMENT SERVICES, INC. has Notice Filings with the following State Securities Authorities:
CA-Aug 2006, CT-Mar 1998, GA-Apr 2007, IL-Sep 2006, MA-Jan 2008
, NJ-Apr 2006, OH-Aug 2006, PA-Apr 2006, TX-Aug 2006
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