ASSETMARK, INC.
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ASSETMARK, INC.
(CRD# 109018)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Concord, CA.
The SEC approved the firm to operate as an RIA in
Mar 1999.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$29.5 Billion,
with discretion over
97%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
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ASSETMARK, INC.
also reported in
Mar 2019
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476
employees,
with
194
performing advisory functions.
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A total of 6 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ASSETMARK, INC. has one or more disclosure events currently on file with the SEC.
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ASSETMARK, INC. has Notice Filings with the following State Securities Authorities: AK-Jan 2006, AL-Oct 1998, AR-Jan 2006, AZ-Jun 1996, CA- CO-Apr 2004, CT-Dec 1999, DC-Aug 1997, DE-Jul 2003, FL-<
, GA-Jan 1996, HI-Jan 2006, IA-May 1999, ID-Jan 2006, IL-<
, IN-Jan 2006, KS-Jan 2006, KY-Mar 2000, LA-Sep 2001, MA-<
, MD-Feb 2000, ME-Jan 2006, MI-Jan 2006, MN-Apr 1999, MO-<
, MS-Mar 2001, MT-Jan 2000, NC-Mar 2001, ND-Jan 2006, NE-<
, NH-Feb 1998, NJ-Jan 2006, NM-Jul 1996, NV-Jan 2000, NY-<
, OH-Jun 1999, OK-Jan 2006, OR-Feb 2000, PA-Jan 2000, PR-<
, RI-Jan 2006, SC-Jan 2006, SD-Jan 2006, TN-Jan 2000, TX-<
, UT-Jul 1996, VA-Jul 1996, VI-Aug 2008, VT-Jan 2006, WA-<
, WI-Jul 1996, WV-Jan 2006, WY-Mar 2018
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
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SEC. Feel free to contact
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