ASCENSUS INVESTMENT ADVISORS, LLC
|
|
ASCENSUS INVESTMENT ADVISORS, LLC
(CRD# 120632)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Newton, MA.
The SEC approved the firm to operate as an RIA in
Sep 2002.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$69.5 Billion,
with discretion over
0%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
|
|
ASCENSUS INVESTMENT ADVISORS, LLC
also reported in
Mar 2019
-
10
employees,
with
2
performing advisory functions.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
ASCENSUS INVESTMENT ADVISORS, LLC has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
ASCENSUS INVESTMENT ADVISORS, LLC has Notice Filings with the following State Securities Authorities:
AR-Feb 2005, DC-Mar 2017, HI-May 2007, ID-Jan 2008, IL-Mar 2019
, IN-Jan 2008, KY-Mar 2019, MA-Feb 2018, MO-Jan 2006, MT-Oct 2015
, ND-Jan 2006, NV-Sep 2002, NY-Jul 2004, RI-Nov 2016
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
