ARES CAPITAL MANAGEMENT LLC
|
|
ARES CAPITAL MANAGEMENT LLC
(CRD# 131619)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Los Angeles, CA.
The SEC approved the firm to operate as an RIA in
May 2004.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$32.3 Billion,
with discretion over
80%
of those assets.
Pooled investment vehicles (Private Funds) account for
36%
of RAUM.
Non-US investors represent
30%
.
|
|
ARES CAPITAL MANAGEMENT LLC
also reported in
Mar 2019
-
194
employees,
with
141
performing advisory functions.
-
A total of 9 office locations.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
ARES CAPITAL MANAGEMENT LLC has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
ARES CAPITAL MANAGEMENT LLC has Notice Filings with the following State Securities Authorities:
CA-May 2004, CO-Mar 2019, DE-Mar 2019, GA-Mar 2019, IL-Apr 2017
, MD-Mar 2019, NY-Mar 2012, OH-Mar 2019, TX-Mar 2018
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
