ALLIANZ GLOBAL INVESTORS U.S. LLC
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ALLIANZ GLOBAL INVESTORS U.S. LLC
(CRD# 149003)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Jan 2009.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$126.2 Billion,
with discretion over
95%
of those assets.
Pooled investment vehicles (Private Funds) account for
9%
of RAUM.
Non-US investors represent
43%
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ALLIANZ GLOBAL INVESTORS U.S. LLC
also reported in
Mar 2019
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288
employees,
with
181
performing advisory functions.
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A total of 8 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ALLIANZ GLOBAL INVESTORS U.S. LLC has one or more disclosure events currently on file with the SEC.
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ALLIANZ GLOBAL INVESTORS U.S. LLC has Notice Filings with the following State Securities Authorities:
AK-Jul 2010, AL-Jul 2010, AR-Jul 2010, AZ-Jul 2010, CA-Jan 2009
, CO-Jul 2010, CT-Jul 2010, DC-Jul 2010, DE-Jul 2010, FL-Jul 2010
, GA-Jul 2010, HI-Jul 2010, IA-Jul 2010, ID-Jul 2010, IL-Aug 2010
, IN-Jul 2010, KS-Jul 2010, KY-Jul 2010, LA-Jul 2010, MA-Jul 2010
, MD-Jul 2010, ME-Jul 2010, MI-Jul 2010, MN-Jul 2010, MO-Jul 2010
, MS-Jul 2010, MT-Jul 2010, NC-Jul 2010, ND-Jul 2010, NE-Jul 2010
, NH-Jul 2010, NJ-Aug 2010, NM-Jul 2010, NV-Jul 2010, NY-Jan 2009
, OH-Jul 2010, OK-Jul 2010, OR-Jul 2010, PA-Apr 2010, PR-Jul 2010
, RI-Jul 2010, SC-Jul 2010, SD-Jul 2010, TN-Jul 2010, TX-Jan 2009
, UT-Jul 2010, VA-Jul 2010, VI-Jan 2013, VT-Jul 2010, WA-Jul 2010
, WI-Jul 2010, WV-Jul 2010, WY-Mar 2019
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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