ALLIANCEBERNSTEIN L.P.
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ALLIANCEBERNSTEIN L.P.
(CRD# 108477)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Aug 1999.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$487.0 Billion,
with discretion over
96%
of those assets.
Pooled investment vehicles (Private Funds) account for
26%
of RAUM.
Non-US investors represent
36%
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ALLIANCEBERNSTEIN L.P.
also reported in
Mar 2019
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3479
employees,
with
2127
performing advisory functions.
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A total of 46 office locations.
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No registrations with foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ALLIANCEBERNSTEIN L.P. has one or more disclosure events currently on file with the SEC.
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ALLIANCEBERNSTEIN L.P. has Notice Filings with the following State Securities Authorities: AK-Nov 1999, AL-Jul 1997, AR-Oct 1999, AZ-Oct 1999, CA-Oct 19
, CO-Mar 2003, CT-Oct 1999, DC-Nov 1999, DE-Sep 2003, FL-Apr 2
, GA-Oct 1999, HI-Oct 1999, IA-Oct 1999, ID-Dec 1999, IL-Oct 1
, IN-Jul 1993, KS-Nov 1999, KY-Sep 1993, LA-Mar 2014, MA-Oct 1
, MD-Nov 1999, ME-Nov 1999, MI-Jan 1999, MN-Nov 1999, MO-Oct 1
, MS-Mar 2001, MT-Jan 2000, NC-Mar 2001, ND-May 2001, NE-Nov 2
, NH-Oct 1999, NJ-Nov 1999, NM-Oct 1999, NV-Oct 1999, NY-Dec 1
, OH-Nov 1999, OK-Nov 1999, OR-Jun 1993, PA-Nov 1999, PR-Oct 1
, RI-Jul 1993, SC-Oct 1999, SD-Oct 1999, TN-Jun 1998, TX-Oct 1
, UT-Oct 1999, VA-Dec 1999, VT-Dec 1999, WA-Nov 1992, WI-May 2
, WV-Oct 1999
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The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
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SEC. Feel free to contact
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