ALAN BILLER AND ASSOCIATES
|
|
ALAN BILLER AND ASSOCIATES
(CRD# 105283)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Menlo Park, CA.
The SEC approved the firm to operate as an RIA in
Feb 1995.
In
Jan 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$42.6 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
|
|
ALAN BILLER AND ASSOCIATES
also reported in
Jan 2019
-
34
employees,
with
17
performing advisory functions.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
ALAN BILLER AND ASSOCIATES has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
ALAN BILLER AND ASSOCIATES has Notice Filings with the following State Securities Authorities:
CA-Jun 1995, DC-Dec 2017, OH-Dec 2017
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
