AIG ASSET MANAGEMENT (U.S.), LLC
|
|
AIG ASSET MANAGEMENT (U.S.), LLC
(CRD# 150088)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
May 2009.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$317.3 Billion,
with discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
6%
of RAUM.
Non-US investors represent
10%
.
|
|
AIG ASSET MANAGEMENT (U.S.), LLC
files an umbrella registration with the SEC. The firm also reported in
Mar 2019
-
949
employees,
with
329
performing advisory functions.
-
A total of 11 office locations.
-
No registrations with foreign financial regulatory authorities.
-
NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
|
|
AIG ASSET MANAGEMENT (U.S.), LLC has no disclosure events reported to the SEC at this time.
|
|
|
|
|
|
|
|
|
|
AIG ASSET MANAGEMENT (U.S.), LLC has Notice Filings with the following State Securities Authorities: <
AK-Jun 2015, AL-Jun 2015, AR-Jun 2015, AZ-Jun 2015, CA-May 2009
, CO-Jun 2015, CT-Mar 2015, DC-Jun 2015, DE-Jun 2015, FL-Jun 2015
, GA-Jun 2015, HI-Jun 2015, IA-Jun 2015, ID-Jun 2015, IL-Jun 2015
, IN-Jun 2015, KS-Jun 2015, KY-Jun 2015, LA-Jun 2015, MA-Jun 2015
, MD-Jun 2015, ME-Jun 2015, MI-Jun 2015, MN-Jun 2015, MO-Jun 2015
, MS-Jun 2015, MT-Jun 2015, NC-Mar 2015, ND-Jun 2015, NE-Jun 2015
, NH-Jun 2015, NJ-Jun 2015, NM-Jun 2015, NV-Jun 2015, NY-May 2009
, OH-Jun 2015, OK-Jun 2015, OR-Jun 2015, PA-Jun 2015, PR-Jun 2015
, RI-Jun 2015, SC-Jun 2015, SD-Jun 2015, TN-Jun 2015, TX-May 2009
, UT-Jun 2015, VA-Jun 2015, VI-Jun 2015, VT-Jun 2015, WA-Jun 2015
, WI-Jun 2015, WV-Jun 2015, WY-Mar 2018
|
|
|
|
Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
|
|
|
|
|
|
|
|
