ADVISED ASSETS GROUP, LLC
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ADVISED ASSETS GROUP, LLC
(CRD# 112058)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Greenwood Village, CO.
The SEC approved the firm to operate as an RIA in
Nov 2000.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$31.8 Billion,
with discretion over
96%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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ADVISED ASSETS GROUP, LLC
also reported in
Mar 2019
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284
employees,
with
281
performing advisory functions.
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A total of 36 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ADVISED ASSETS GROUP, LLC has one or more disclosure events currently on file with the SEC.
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ADVISED ASSETS GROUP, LLC has Notice Filings with the following State Securities Authorities:
AK-May 2002, AL-Mar 2005, AR-Apr 2005, AZ-Nov 2002, CA-May 20
, CO-Apr 2001, CT-Mar 2005, DC-Nov 2002, DE-May 2003, FL-Nov 2
, GA-Nov 2002, HI-Mar 2005, IA-Mar 2004, ID-Mar 2005, IL-Dec 2
, IN-Nov 2002, KS-May 2002, KY-Mar 2005, LA-Nov 2002, MA-Nov 2
, MD-Nov 2002, ME-Nov 2002, MI-Nov 2002, MN-Nov 2002, MO-Nov 2
, MS-Mar 2004, MT-Mar 2005, NC-Mar 2005, ND-Mar 2005, NE-Mar 2
, NH-Mar 2003, NJ-Apr 2005, NM-Mar 2005, NV-Mar 2005, NY-Nov 2
, OH-Mar 2005, OK-Mar 2003, OR-Mar 2005, PA-May 2002, PR-Mar 2
, RI-Mar 2005, SC-Mar 2005, SD-Mar 2005, TN-May 2002, TX-May 2
, UT-Mar 2004, VA-Nov 2002, VI-Aug 2014, VT-Mar 2005, WA-May 2
, WI-May 2002, WV-Nov 2002, WY-Mar 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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