ABERDEEN STANDARD INVESTMENTS INC.
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ABERDEEN STANDARD INVESTMENTS INC.
(CRD# 111069)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Philadelphia, PA.
The SEC approved the firm to operate as an RIA in
Aug 1995.
In
Mar 2019,
the firm reported total Regulatory Assets Under Management (RAUM) of
$39.4 Billion,
with discretion over
74%
of those assets.
Pooled investment vehicles (Private Funds) account for
20%
of RAUM.
Non-US investors represent
16%
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ABERDEEN STANDARD INVESTMENTS INC.
also reported in
Mar 2019
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422
employees,
with
95
performing advisory functions.
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A total of 4 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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ABERDEEN STANDARD INVESTMENTS INC. has one or more disclosure events currently on file with the SEC.
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ABERDEEN STANDARD INVESTMENTS INC. has Notice Filings with the following State Securities Authorities:
AK-Dec 2001, AL-Dec 2001, AR-Dec 2001, AZ-Dec 2001, CA-May 2001
, CO-Dec 2001, CT-Feb 2002, DC-Dec 2001, DE-Dec 2001, FL-May 2001
, GA-Dec 2001, HI-Dec 2001, IA-Dec 2001, ID-Dec 2001, IL-Jan 2002
, IN-Dec 2001, KS-Dec 2001, KY-Dec 2001, LA-Dec 2001, MA-Dec 2001
, MD-Dec 2001, ME-Dec 2001, MI-Dec 2001, MN-Dec 2001, MO-Dec 2001
, MS-Dec 2001, MT-Dec 2001, NC-Dec 2001, ND-Dec 2001, NE-Dec 2001
, NH-Dec 2001, NJ-Feb 2002, NM-Dec 2001, NV-Dec 2001, NY-Dec 2001
, OH-Dec 2001, OK-Feb 2002, OR-Dec 2001, PA-Dec 2001, PR-Dec 2001
, RI-Dec 2001, SC-Dec 2001, SD-Dec 2001, TN-Dec 2001, TX-Dec 2001
, UT-Dec 2001, VA-Dec 2001, VT-Dec 2001, WA-Dec 2001, WI-Dec 2001
, WV-Dec 2001, WY-Mar 2018
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Disclaimer:
The information presented above was gleaned
from the SEC website and is believed to be
accurate. FindingFraud.org is
presenting this data for informational
purposes only and assumes no responsibility
for errors or omissions. Please note
that we are aware of many instances where
RIAs provided erroneous data to the
SEC. Feel free to contact
FindingFraud.org with questions or concerns.
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