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VANGUARD GROUP INC
VANGUARD GROUP INC (CRD# 105958) is an SEC-Registered Investment Advisor (RIA), headquartered in Malvern, PA. The SEC approved the firm to operate as an RIA in Aug 1976. In May 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $4,839.3 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 5% of RAUM.   Non-US investors represent 6% .  
 
VANGUARD GROUP INC also reported in May 2018:
  • 314 employees, with 206 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
VANGUARD GROUP INC has no disclosure events reported to the SEC at this time.
 

View VANGUARD GROUP INC's most recent Form ADV filing
 


VANGUARD GROUP INC has No Notice Filings with State Securities Authorities.

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.