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BILTMORE WEALTH MANAGEMENT, LLC
BILTMORE WEALTH MANAGEMENT, LLC (CRD# 151365) is an SEC-Registered Investment Advisor (RIA), headquartered in Scottsdale, AZ. The SEC approved the firm to operate as an RIA in Feb 2015. In Jun 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $197.4 Million, and has discretion over 99% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BILTMORE WEALTH MANAGEMENT, LLC also reported in Jun 2018:
  • 3 employees, all of whom perform advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BILTMORE WEALTH MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
 

View BILTMORE WEALTH MANAGEMENT, LLC's most recent Form ADV filing
 


BILTMORE WEALTH MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities: AZ-Feb 2015, CA-Feb 2015, CO-Feb 2016, FL-Feb 2015, LA-Apr 2015 , MI-Feb 2015, NC-Apr 2015, NY-Feb 2015, OH-May 2016, OK-Feb 2015 , TN-Feb 2016, TX-Feb 2015, WA-Feb 2015

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.