FindingFraud.org


Blog
Contact
Initial
Research

BILTMORE FAMILY OFFICE, LLC
BILTMORE FAMILY OFFICE, LLC (CRD# 167174) is an SEC-Registered Investment Advisor (RIA), headquartered in Charlotte, NC. The SEC approved the firm to operate as an RIA in May 2013. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $1.3 Billion, and has discretion over 52% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BILTMORE FAMILY OFFICE, LLC also reported in Mar 2018:
  • 13 employees, with 5 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BILTMORE FAMILY OFFICE, LLC has no disclosure events reported to the SEC at this time.
 

View BILTMORE FAMILY OFFICE, LLC's most recent Form ADV filing
 


BILTMORE FAMILY OFFICE, LLC has Notice Filings with the following State Securities Authorities: FL-Nov 2014, NC-May 2013, NH-Jan 2017, PA-May 2014, SC-Aug 2014 , TX-Jun 2014

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.