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BILL SPALDING WEALTH MANAGEMENT
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BILL SPALDING WEALTH MANAGEMENT
(CRD# 154998)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Atlanta, GA.
The SEC approved the firm to operate as an RIA in
Jan 2011.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$118.0 Million,
and has discretion over
99%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BILL SPALDING WEALTH MANAGEMENT
also reported in
Mar 2018:
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3
employees,
with
1
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BILL SPALDING WEALTH MANAGEMENT has no disclosure events reported to the SEC at this time.
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BILL SPALDING WEALTH MANAGEMENT has Notice Filings with the following State Securities Authorities:
AL-Jan 2011, FL-Jan 2011, GA-Jan 2011, NC-Jan 2011, TN-Jan 2011
, TX-Jan 2011, VA-Mar 2014
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website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
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contact FindingFraud.org with questions or concerns.
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