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BIEGEL WALLER INVESTMENT ADVISORY SERVICES
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BIEGEL WALLER INVESTMENT ADVISORY SERVICES
(CRD# 109597)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Columbia, MD.
The SEC approved the firm to operate as an RIA in
Sep 2000.
In
Aug 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$543.5 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BIEGEL WALLER INVESTMENT ADVISORY SERVICES
also reported in
Aug 2018:
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11
employees,
with
6
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BIEGEL WALLER INVESTMENT ADVISORY SERVICES has no disclosure events reported to the SEC at this time.
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BIEGEL WALLER INVESTMENT ADVISORY SERVICES has Notice Filings with the following State Securities Authorities: <
CA-Aug 2018, DC-Mar 2016, DE-Mar 2018, FL-Mar 2014, MD-Nov 2000
, NC-Jan 2009, NH-Jan 2015, NJ-Apr 2016, NY-Mar 2016, PA-Feb 2008
, TX-Aug 2012, VA-Jan 2009
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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