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BHK SECURITIES, LLC
BHK SECURITIES, LLC (CRD# 139665) is an SEC-Registered Investment Advisor (RIA), headquartered in Birmingham, AL. The SEC approved the firm to operate as an RIA in Sep 2006. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $231.3 Million, and has discretion over 24% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BHK SECURITIES, LLC also reported in Mar 2018:
  • 10 employees, with 7 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BHK SECURITIES, LLC has no disclosure events reported to the SEC at this time.
 

View BHK SECURITIES, LLC's most recent Form ADV filing
 


BHK SECURITIES, LLC has Notice Filings with the following State Securities Authorities: AL-Sep 2006, FL-Apr 2007, GA-Mar 2008, LA-May 2012, MI-Sep 2012 , SC-Aug 2017, TN-Apr 2007, TX-Jun 2007

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.