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BHK SECURITIES, LLC
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BHK SECURITIES, LLC
(CRD# 139665)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Birmingham, AL.
The SEC approved the firm to operate as an RIA in
Sep 2006.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$231.3 Million,
and has discretion over
24%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BHK SECURITIES, LLC
also reported in
Mar 2018:
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10
employees,
with
7
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BHK SECURITIES, LLC has no disclosure events reported to the SEC at this time.
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BHK SECURITIES, LLC has Notice Filings with the following State Securities Authorities:
AL-Sep 2006, FL-Apr 2007, GA-Mar 2008, LA-May 2012, MI-Sep 2012
, SC-Aug 2017, TN-Apr 2007, TX-Jun 2007
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
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contact FindingFraud.org with questions or concerns.
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