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BFT FINANCIAL GROUP, LLC
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BFT FINANCIAL GROUP, LLC
(CRD# 109121)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Bedford, TX.
The SEC approved the firm to operate as an RIA in
Nov 1999.
In
Oct 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$571.0 Million,
and has discretion over
87%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BFT FINANCIAL GROUP, LLC
also reported in
Oct 2018:
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22
employees,
with
16
performing advisory functions.
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A total of 8 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BFT FINANCIAL GROUP, LLC has one or more disclosure events currently on file with the SEC.
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BFT FINANCIAL GROUP, LLC has Notice Filings with the following State Securities Authorities:
AL-Oct 2008, AR-Oct 2004, AZ-Jun 2005, CA-Sep 2004, FL-Nov 2015
, LA-Feb 2015, NE-Jan 2007, NM-Aug 2006, NY-Nov 2015, OK-Jun 2005
, TX-Aug 1995, VA-Apr 2018
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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