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BFC PLANNING, INC.
BFC PLANNING, INC. (CRD# 119682) is an SEC-Registered Investment Advisor (RIA), headquartered in Cedar Rapids, IA. The SEC approved the firm to operate as an RIA in Jan 2007. In Aug 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $890.0 Million, and has discretion over 84% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BFC PLANNING, INC. also reported in Aug 2018:
  • 206 employees, all of whom perform advisory functions.
  • A total of 186 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BFC PLANNING, INC. has no disclosure events reported to the SEC at this time.
 

View BFC PLANNING, INC.'s most recent Form ADV filing
 


BFC PLANNING, INC. has Notice Filings with the following State Securities Authorities: AK-Mar 2014, AL-Sep 2014, AR-Jun 2011, AZ-Jan 2012, CA-Mar 2012 , CO-Oct 2013, DE-Mar 2016, FL-Mar 2013, GA-Oct 2011, HI-Dec 2011 , IA-Jan 2007, ID-Mar 2013, IL-Mar 2012, IN-Oct 2012, KS-Sep 2011 , KY-Mar 2012, LA-Jan 2014, MA-Mar 2013, MI-Nov 2013, MN-Mar 2013 , MO-Aug 2011, MS-Sep 2013, MT-Aug 2013, NC-Mar 2016, ND-Apr 2013 , NE-Dec 2013, NH-Jul 2011, NJ-Jan 2013, NM-May 2016, NV-Oct 2011 , NY-Mar 2013, OH-Jan 2012, OK-Aug 2013, OR-Mar 2013, PA-Jan 2013 , SC-Feb 2013, SD-Jan 2013, TN-Feb 2012, TX-May 2011, UT-May 2011 , WA-Jan 2016, WI-Aug 2013, WV-May 2011

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.