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BEVERLY HILLS WEALTH MANAGEMENT, LLC
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BEVERLY HILLS WEALTH MANAGEMENT, LLC
(CRD# 152031)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Beverly Hills, CA.
The SEC approved the firm to operate as an RIA in
Apr 2012.
In
Oct 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$142.1 Million,
and has discretion over
73%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BEVERLY HILLS WEALTH MANAGEMENT, LLC
also reported in
Oct 2018:
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5
employees,
all of whom perform advisory functions.
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A total of 3 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BEVERLY HILLS WEALTH MANAGEMENT, LLC has one or more disclosure events currently on file with the SEC.
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BEVERLY HILLS WEALTH MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities:
AZ-Apr 2012, CA-May 2010, FL-Oct 2012, LA-Apr 2013, NY-Mar 2014
, TX-Apr 2012
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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