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BETTERMENT
BETTERMENT (CRD# 149117) is an SEC-Registered Investment Advisor (RIA), headquartered in New York, NY. The SEC approved the firm to operate as an RIA in May 2009. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $14.1 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BETTERMENT also reported in Oct 2018:
  • 216 employees, with 20 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BETTERMENT has no disclosure events reported to the SEC at this time.
 

View BETTERMENT's most recent Form ADV filing
 


BETTERMENT has Notice Filings with the following State Securities Authorities: AK-Mar 2011, AL-Feb 2011, AR-Feb 2011, AZ-May 2010, CA-May 2010 , CO-May 2010, CT-Aug 2010, DC-Jun 2010, DE-Jul 2011, FL-May 2010 , GA-Aug 2010, HI-Feb 2011, IA-Jun 2010, ID-Feb 2011, IL-May 2010 , IN-May 2010, KS-Feb 2011, KY-Feb 2011, LA-Feb 2011, MA-May 2010 , MD-May 2010, ME-Mar 2011, MI-Jun 2010, MN-Oct 2010, MO-Aug 2010 , MS-Mar 2011, MT-Oct 2010, NC-May 2010, ND-Jul 2011, NE-Feb 2011 , NH-Feb 2011, NJ-Jun 2010, NM-Feb 2011, NV-Feb 2011, NY-May 2010 , OH-May 2010, OK-Oct 2010, OR-May 2010, PA-May 2010, PR-Mar 2015 , RI-Mar 2011, SC-Feb 2011, SD-Jul 2011, TN-Feb 2011, TX-May 2010 , UT-Jun 2010, VA-Jun 2010, VI-Jan 2018, VT-Mar 2011, WA-Jun 2010 , WI-Jun 2010, WV-Mar 2011, WY-Mar 2018

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.