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BETA WEALTH GROUP, INC
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BETA WEALTH GROUP, INC
(CRD# 165224)
is an SEC-Registered Investment Advisor (RIA), headquartered in
San Diego, CA.
The SEC approved the firm to operate as an RIA in
Aug 2012.
In
Jul 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$240.0 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BETA WEALTH GROUP, INC
also reported in
Jul 2018:
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4
employees,
all of whom perform advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BETA WEALTH GROUP, INC has no disclosure events reported to the SEC at this time.
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BETA WEALTH GROUP, INC has Notice Filings with the following State Securities Authorities:
AZ-Mar 2016, CA-Sep 2012, MI-Mar 2016, TX-Jul 2018
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