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BETA CAPITAL MANAGEMENT LLC
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BETA CAPITAL MANAGEMENT LLC
(CRD# 154894)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Miami, FL.
The SEC approved the firm to operate as an RIA in
Oct 2015.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$200.0 Million,
and has discretion over
67%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
98%
.
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BETA CAPITAL MANAGEMENT LLC
also reported in
Mar 2018:
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28
employees,
with
20
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BETA CAPITAL MANAGEMENT LLC has no disclosure events reported to the SEC at this time.
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BETA CAPITAL MANAGEMENT LLC has Notice Filings with the following State Securities Authorities:
FL-Oct 2015, TX-Oct 2015
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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