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BETA CAPITAL MANAGEMENT LLC
BETA CAPITAL MANAGEMENT LLC (CRD# 154894) is an SEC-Registered Investment Advisor (RIA), headquartered in Miami, FL. The SEC approved the firm to operate as an RIA in Oct 2015. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $200.0 Million, and has discretion over 67% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 98% .  
 
BETA CAPITAL MANAGEMENT LLC also reported in Mar 2018:
  • 28 employees, with 20 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BETA CAPITAL MANAGEMENT LLC has no disclosure events reported to the SEC at this time.
 

View BETA CAPITAL MANAGEMENT LLC's most recent Form ADV filing
 


BETA CAPITAL MANAGEMENT LLC has Notice Filings with the following State Securities Authorities: FL-Oct 2015, TX-Oct 2015

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.