BERTRAM CAPITAL MANAGEMENT LLC (CRD# 156920) is an SEC-Registered Investment Advisor (RIA), headquartered in San Mateo, CA. The SEC approved the firm to operate as an RIA in Feb 2012. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $1.4 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 100% of RAUM.   Non-US investors represent 0% .  
BERTRAM CAPITAL MANAGEMENT LLC files an umbrella registration with the SEC. The firm also reported in Mar 2018:
  • 27 employees, with 12 performing advisory functions.
  • A total of 3 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BERTRAM CAPITAL MANAGEMENT LLC has no disclosure events reported to the SEC at this time.

View BERTRAM CAPITAL MANAGEMENT LLC's most recent Form ADV filing

BERTRAM CAPITAL MANAGEMENT LLC has Notice Filings with the following State Securities Authorities: CA-Feb 2012, FL-Mar 2018, NY-Jun 2015

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