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BERNICKE WEALTH MANAGEMENT, LTD.
BERNICKE WEALTH MANAGEMENT, LTD. (CRD# 164892) is an SEC-Registered Investment Advisor (RIA), headquartered in Altoona, WI. The SEC approved the firm to operate as an RIA in Sep 2012. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $249.4 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BERNICKE WEALTH MANAGEMENT, LTD. also reported in Mar 2018:
  • 26 employees, with 9 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BERNICKE WEALTH MANAGEMENT, LTD. has no disclosure events reported to the SEC at this time.
 

View BERNICKE WEALTH MANAGEMENT, LTD.'s most recent Form ADV filing
 


BERNICKE WEALTH MANAGEMENT, LTD. has Notice Filings with the following State Securities Authorities: AZ-May 2013, CA-Mar 2018, FL-Mar 2014, IA-Mar 2018, MI-May 2017 , MN-Mar 2014, TX-May 2013, WI-Oct 2012

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.