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BERNARDI ASSET MANAGEMENT, LLC
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BERNARDI ASSET MANAGEMENT, LLC
(CRD# 120110)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Chicago, IL.
The SEC approved the firm to operate as an RIA in
Jan 2008.
In
Dec 2017,
the firm reported total Regulatory Assets Under Management (RAUM) of
$156.6 Million,
and has discretion over
79%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BERNARDI ASSET MANAGEMENT, LLC
also reported in
Dec 2017:
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12
employees,
with
10
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BERNARDI ASSET MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
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BERNARDI ASSET MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities:
FL-Jan 2008, IL-Jan 2008, TX-Jan 2008, WI-Jan 2008
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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