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BERNARD L. MADOFF INVESTMENT SECURITIES LLC
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BERNARD L. MADOFF INVESTMENT SECURITIES LLC
(CRD# 2625)
is an SEC-Registered Investment Advisor (RIA), headquartered in
New York, NY.
The SEC approved the firm to operate as an RIA in
Sep 2006.
In
Jan 2008,
the firm reported total Regulatory Assets Under Management (RAUM) of
$17.1 Billion,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BERNARD L. MADOFF INVESTMENT SECURITIES LLC
also reported in
Jan 2008:
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0
employees,
all of whom perform advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BERNARD L. MADOFF INVESTMENT SECURITIES LLC has one or more disclosure events currently on file with the SEC.
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BERNARD L. MADOFF INVESTMENT SECURITIES LLC has No Notice Filings with State Securities Authorities.
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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