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BERMAN CAPITAL ADVISORS, LLC
BERMAN CAPITAL ADVISORS, LLC (CRD# 155419) is an SEC-Registered Investment Advisor (RIA), headquartered in Atlanta, GA. The SEC approved the firm to operate as an RIA in Oct 2010. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $2.2 Billion, and has discretion over 41% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BERMAN CAPITAL ADVISORS, LLC also reported in Mar 2018:
  • 20 employees, with 9 performing advisory functions.
  • A total of 3 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BERMAN CAPITAL ADVISORS, LLC has no disclosure events reported to the SEC at this time.
 

View BERMAN CAPITAL ADVISORS, LLC's most recent Form ADV filing
 


BERMAN CAPITAL ADVISORS, LLC has Notice Filings with the following State Securities Authorities: AL-Jan 2011, CA-Apr 2015, FL-Jan 2011, GA-Oct 2010, LA-Mar 2018 , NY-Jul 2015, TN-Mar 2013, TX-Mar 2015

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.