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BERKSON ASSET MANAGEMENT, INC.
BERKSON ASSET MANAGEMENT, INC. (CRD# 131029) is an SEC-Registered Investment Advisor (RIA), headquartered in Woodland Hills, CA. The SEC approved the firm to operate as an RIA in May 2004. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $168.0 Million, and has discretion over 15% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BERKSON ASSET MANAGEMENT, INC. also reported in Mar 2018:
  • 5 employees, with 1 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BERKSON ASSET MANAGEMENT, INC. has no disclosure events reported to the SEC at this time.
 

View BERKSON ASSET MANAGEMENT, INC.'s most recent Form ADV filing
 


BERKSON ASSET MANAGEMENT, INC. has Notice Filings with the following State Securities Authorities: CA-Jan 1996

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.