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BERKSHIRE ASSET MANAGEMENT, LLC
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BERKSHIRE ASSET MANAGEMENT, LLC
(CRD# 145463)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Wilkes-Barre, PA.
The SEC approved the firm to operate as an RIA in
Jul 2007.
In
Aug 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$1.5 Billion,
and has discretion over
86%
of those assets.
Pooled investment vehicles (Private Funds) account for
2%
of RAUM.
Non-US investors represent
0%
.
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BERKSHIRE ASSET MANAGEMENT, LLC
also reported in
Aug 2018:
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8
employees,
with
6
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BERKSHIRE ASSET MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
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BERKSHIRE ASSET MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities:
AL-Nov 2016, AZ-Nov 2016, CA-Mar 2014, CO-Mar 2012, CT-Mar 2018
, DE-Mar 2010, FL-Oct 2007, IL-Apr 2016, KY-Mar 2016, LA-Mar 2015
, MA-Mar 2014, MD-Jul 2007, NC-Jul 2007, NJ-Oct 2007, NY-Oct 2007
, OH-Mar 2016, OR-Mar 2018, PA-Jul 2007, SC-Mar 2014, TN-Nov 2016
, TX-Mar 2014, VA-Mar 2014, WI-Mar 2016
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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