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BERK CLEVELAND RATHMELL WEALTH STRATEGIES, LLC
BERK CLEVELAND RATHMELL WEALTH STRATEGIES, LLC (CRD# 119670) is an SEC-Registered Investment Advisor (RIA), headquartered in Vestavia, AL. The SEC approved the firm to operate as an RIA in Mar 2002. In Apr 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $260.6 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BERK CLEVELAND RATHMELL WEALTH STRATEGIES, LLC also reported in Apr 2018:
  • 9 employees, with 7 performing advisory functions.
  • A total of 3 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BERK CLEVELAND RATHMELL WEALTH STRATEGIES, LLC has no disclosure events reported to the SEC at this time.
 

View BERK CLEVELAND RATHMELL WEALTH STRATEGIES, LLC's most recent Form ADV filing
 


BERK CLEVELAND RATHMELL WEALTH STRATEGIES, LLC has Notice Filings with the following State Securities Authorities: AL-Mar 2002, CA-Apr 2018, GA-Sep 2011, MA-Jun 2014, NJ-Jun 2018 , NY-Mar 2007, TX-Mar 2007

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.