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BERGQUIST WANG, LLC
BERGQUIST WANG, LLC (CRD# 167570) is an SEC-Registered Investment Advisor (RIA), headquartered in Santa Barbara, CA. The SEC approved the firm to operate as an RIA in Apr 2013. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $127.2 Million, and has discretion over 48% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BERGQUIST WANG, LLC also reported in Mar 2018:
  • 3 employees, with 2 performing advisory functions.
  • One office location.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BERGQUIST WANG, LLC has no disclosure events reported to the SEC at this time.
 

View BERGQUIST WANG, LLC's most recent Form ADV filing
 


BERGQUIST WANG, LLC has Notice Filings with the following State Securities Authorities: CA-Apr 2013

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.