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BERGMAN INVESTMENT MANAGEMENT
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BERGMAN INVESTMENT MANAGEMENT
(CRD# 113186)
is an SEC-Registered Investment Advisor (RIA), headquartered in
0, 0.
The SEC approved the firm to operate as an RIA in
Jun 2004.
In
Jan 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$214.9 Million,
and has discretion over
0%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BERGMAN INVESTMENT MANAGEMENT
also reported in
Jan 2018:
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1
employees,
all of whom perform advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BERGMAN INVESTMENT MANAGEMENT has no disclosure events reported to the SEC at this time.
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BERGMAN INVESTMENT MANAGEMENT has Notice Filings with the following State Securities Authorities:
CA-Jun 1995
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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