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BERGANKDV WEALTH MANAGEMENT, LLC
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BERGANKDV WEALTH MANAGEMENT, LLC
(CRD# 143038)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Bloomington, MN.
The SEC approved the firm to operate as an RIA in
Feb 2007.
In
Aug 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$1.4 Billion,
and has discretion over
33%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BERGANKDV WEALTH MANAGEMENT, LLC
also reported in
Aug 2018:
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26
employees,
with
19
performing advisory functions.
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A total of 6 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BERGANKDV WEALTH MANAGEMENT, LLC has no disclosure events reported to the SEC at this time.
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BERGANKDV WEALTH MANAGEMENT, LLC has Notice Filings with the following State Securities Authorities:
AZ-Feb 2017, FL-Feb 2017, IA-Apr 2015, IL-Jan 2016, MN-Feb 2007
, ND-Jan 2018, SD-Oct 2014, VA-Nov 2014
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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