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BERENBERG ASSET MANAGEMENT LLC
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BERENBERG ASSET MANAGEMENT LLC
(CRD# 171274)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Chicago, IL.
The SEC approved the firm to operate as an RIA in
Jul 2014.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$213.0 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BERENBERG ASSET MANAGEMENT LLC
also reported in
Mar 2018:
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50
employees,
all of whom perform advisory functions.
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A total of 2 office locations.
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Registration with one or more foreign financial regulatory authorities.
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Operation as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BERENBERG ASSET MANAGEMENT LLC has no disclosure events reported to the SEC at this time.
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BERENBERG ASSET MANAGEMENT LLC has No Notice Filings with State Securities Authorities.
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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