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BENJAMIN SECURITIES, INC.
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BENJAMIN SECURITIES, INC.
(CRD# 7754)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Hauppauge, NY.
The SEC approved the firm to operate as an RIA in
Dec 1987.
In
Oct 2017,
the firm reported total Regulatory Assets Under Management (RAUM) of
$32.9 Million,
and has discretion over
83%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BENJAMIN SECURITIES, INC.
also reported in
Oct 2017:
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7
employees,
with
3
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BENJAMIN SECURITIES, INC. has no disclosure events reported to the SEC at this time.
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BENJAMIN SECURITIES, INC. has Notice Filings with the following State Securities Authorities:
FL-Aug 2012, IL-Aug 2012, NY-Aug 2012, OH-Aug 2012
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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