BENJAMIN F. EDWARDS & COMPANY, INCORPORATED
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED (CRD# 146936) is an SEC-Registered Investment Advisor (RIA), headquartered in St. Louis, MO. The SEC approved the firm to operate as an RIA in May 2010. In Jul 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $6.5 Billion, and has discretion over 39% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED also reported in Jul 2018: 385 employees, with 319 performing advisory functions. A total of 68 office locations. No registrations with foreign financial regulatory authorities. NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED has one or more disclosure events currently on file with the SEC.
View BENJAMIN F. EDWARDS & COMPANY, INCORPORATED's most recent Form ADV filing
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED has Notice Filings with the following State Securities Authorities: AK-Mar 2014, AL-Jun 2010, AR-Jun 2010, AZ-May 2010, CA-May 2010 , CO-May 2010, CT-May 2010, DC-Mar 2012, DE-Mar 2014, FL-May 2010 , GA-Jun 2010, HI-Mar 2012, IA-Jun 2010, ID-Jun 2010, IL-May 2010 , IN-May 2010, KS-Nov 2010, KY-Sep 2010, LA-Oct 2010, MA-May 2010 , MD-May 2010, ME-Jun 2010, MI-May 2010, MN-Jun 2010, MO-May 2010 , MS-Mar 2014, MT-Jun 2010, NC-May 2010, ND-Mar 2014, NE-Mar 2014 , NH-May 2010, NJ-May 2010, NM-May 2010, NV-Jun 2010, NY-May 2010 , OH-May 2010, OK-May 2010, OR-Jul 2011, PA-May 2010, PR-Apr 2016 , RI-Mar 2014, SC-May 2010, SD-Mar 2014, TN-Sep 2010, TX-May 2010 , UT-Jan 2011, VA-May 2010, VI-Mar 2014, VT-Jun 2011, WA-May 2010 , WI-May 2010, WV-May 2010, WY-Sep 2017
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