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BENEFIT FINANCIAL SERVICES GROUP
BENEFIT FINANCIAL SERVICES GROUP (CRD# 143617) is an SEC-Registered Investment Advisor (RIA), headquartered in Irvine, CA. The SEC approved the firm to operate as an RIA in Apr 2007. In Oct 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $1.1 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 2% of RAUM.   Non-US investors represent 0% .  
 
BENEFIT FINANCIAL SERVICES GROUP also reported in Oct 2018:
  • 24 employees, with 17 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BENEFIT FINANCIAL SERVICES GROUP has no disclosure events reported to the SEC at this time.
 

View BENEFIT FINANCIAL SERVICES GROUP's most recent Form ADV filing
 


BENEFIT FINANCIAL SERVICES GROUP has Notice Filings with the following State Securities Authorities: AZ-Mar 2016, CA-Apr 2007, CO-Mar 2017, FL-Mar 2017, IL-Mar 2017 , LA-Mar 2016, NE-Mar 2018, NM-Mar 2017, TX-Mar 2016

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.