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BENDER ROBERT & ASSOCIATES
BENDER ROBERT & ASSOCIATES (CRD# 109766) is an SEC-Registered Investment Advisor (RIA), headquartered in Pasadena, CA. The SEC approved the firm to operate as an RIA in Dec 1978. In Mar 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $203.7 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BENDER ROBERT & ASSOCIATES also reported in Mar 2018:
  • 6 employees, with 3 performing advisory functions.
  • A total of 2 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BENDER ROBERT & ASSOCIATES has no disclosure events reported to the SEC at this time.
 

View BENDER ROBERT & ASSOCIATES's most recent Form ADV filing
 


BENDER ROBERT & ASSOCIATES has Notice Filings with the following State Securities Authorities: AZ-Mar 2001, CA-Jul 1987, CO-Mar 2001, CT-Mar 2001, DC-Mar 2001 , MD-Mar 2001, MN-Mar 2001, NV-Mar 2001, NY-Aug 2001, OR-Mar 2001 , PA-Mar 2001, SC-Mar 2001, TX-Mar 2001, UT-Apr 2001, VA-Mar 2001 , WA-Mar 2001

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.