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BENDER ROBERT & ASSOCIATES
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BENDER ROBERT & ASSOCIATES
(CRD# 109766)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Pasadena, CA.
The SEC approved the firm to operate as an RIA in
Dec 1978.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$203.7 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BENDER ROBERT & ASSOCIATES
also reported in
Mar 2018:
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6
employees,
with
3
performing advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BENDER ROBERT & ASSOCIATES has no disclosure events reported to the SEC at this time.
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BENDER ROBERT & ASSOCIATES has Notice Filings with the following State Securities Authorities:
AZ-Mar 2001, CA-Jul 1987, CO-Mar 2001, CT-Mar 2001, DC-Mar 2001
, MD-Mar 2001, MN-Mar 2001, NV-Mar 2001, NY-Aug 2001, OR-Mar 2001
, PA-Mar 2001, SC-Mar 2001, TX-Mar 2001, UT-Apr 2001, VA-Mar 2001
, WA-Mar 2001
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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