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BENDER LANE ADVISORY, LLC
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BENDER LANE ADVISORY, LLC
(CRD# 135950)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Albany, NY.
The SEC approved the firm to operate as an RIA in
Jun 2005.
In
Jun 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$321.0 Million,
and has discretion over
46%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BENDER LANE ADVISORY, LLC
also reported in
Jun 2018:
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23
employees,
with
7
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BENDER LANE ADVISORY, LLC has no disclosure events reported to the SEC at this time.
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BENDER LANE ADVISORY, LLC has Notice Filings with the following State Securities Authorities:
CA-Nov 2016, NE-Jan 2011, NH-Oct 2014, NY-Jun 2005, TX-Mar 2015
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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