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BELPOINTE ASSET MANAGEMENT LLC
BELPOINTE ASSET MANAGEMENT LLC (CRD# 143440) is an SEC-Registered Investment Advisor (RIA), headquartered in Phoenix, AZ. The SEC approved the firm to operate as an RIA in Jun 2008. In Jul 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $1.0 Billion, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BELPOINTE ASSET MANAGEMENT LLC also reported in Jul 2018:
  • 96 employees, with 72 performing advisory functions.
  • A total of 15 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BELPOINTE ASSET MANAGEMENT LLC has no disclosure events reported to the SEC at this time.
 

View BELPOINTE ASSET MANAGEMENT LLC's most recent Form ADV filing
 


BELPOINTE ASSET MANAGEMENT LLC has Notice Filings with the following State Securities Authorities: AK-Apr 2018, AL-May 2016, AZ-Jan 2011, CA-Jan 2011, CO-Jun 2017 , CT-Jun 2008, DC-Apr 2018, FL-Jun 2009, GA-Jan 2011, HI-Jan 2011 , ID-Jul 2018, IL-Aug 2017, IN-Sep 2017, KS-May 2016, KY-Aug 2017 , LA-Jan 2011, MA-Aug 2017, MD-Jan 2011, ME-Apr 2018, MI-Mar 2016 , MN-Aug 2017, MO-Jan 2011, NC-Apr 2016, NE-Apr 2018, NH-Jun 2008 , NJ-Sep 2009, NM-Aug 2017, NV-Nov 2015, NY-Jun 2008, OH-Aug 2009 , OK-Jan 2016, OR-Jun 2017, PA-Jan 2011, PR-Jan 2011, RI-Jun 2017 , SC-Nov 2015, TN-Apr 2017, TX-Jan 2011, UT-Aug 2017, VA-Nov 2015 , VI-Apr 2018, VT-Feb 2011, WA-Aug 2017, WI-Dec 2015

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.