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BELMONT CAPITAL GROUP
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BELMONT CAPITAL GROUP
(CRD# 154078)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Los Angeles, CA.
The SEC approved the firm to operate as an RIA in
Mar 2014.
In
Aug 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$1.0 Billion,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
1%
of RAUM.
Non-US investors represent
1%
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BELMONT CAPITAL GROUP
also reported in
Aug 2018:
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4
employees,
all of whom perform advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BELMONT CAPITAL GROUP has no disclosure events reported to the SEC at this time.
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BELMONT CAPITAL GROUP has Notice Filings with the following State Securities Authorities:
AZ-Aug 2018, CA-Mar 2014, CO-May 2017, FL-Jun 2016, GA-Dec 2016
, IL-Mar 2016, MI-Sep 2016, NH-Sep 2015, NY-Jun 2016, TX-Mar 2014
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
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responsibility for errors or omissions. Please
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