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BELLWETHER INVESTMENT GROUP, LLC
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BELLWETHER INVESTMENT GROUP, LLC
(CRD# 148114)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Chattanooga, TN.
The SEC approved the firm to operate as an RIA in
Aug 2008.
In
Apr 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$93.2 Million,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BELLWETHER INVESTMENT GROUP, LLC
also reported in
Apr 2018:
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4
employees,
all of whom perform advisory functions.
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A total of 2 office locations.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BELLWETHER INVESTMENT GROUP, LLC has no disclosure events reported to the SEC at this time.
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BELLWETHER INVESTMENT GROUP, LLC has Notice Filings with the following State Securities Authorities:
AL-Aug 2008, FL-Apr 2018, GA-Aug 2008, MI-Mar 2017, NC-Aug 2016
, OH-Mar 2017, TN-Aug 2008, TX-Aug 2015
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The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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