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BELLATORE FINANCIAL, INC.
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BELLATORE FINANCIAL, INC.
(CRD# 143543)
is an SEC-Registered Investment Advisor (RIA), headquartered in
San Jose, CA.
The SEC approved the firm to operate as an RIA in
Sep 2007.
In
Jul 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$416.6 Million,
and has discretion over
21%
of those assets.
Pooled investment vehicles (Private Funds) account for
0%
of RAUM.
Non-US investors represent
0%
.
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BELLATORE FINANCIAL, INC.
also reported in
Jul 2018:
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4
employees,
with
3
performing advisory functions.
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No registrations with foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BELLATORE FINANCIAL, INC. has no disclosure events reported to the SEC at this time.
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BELLATORE FINANCIAL, INC. has Notice Filings with the following State Securities Authorities:
AZ-Sep 2007, CA-Sep 2007, CO-Jun 2008, CT-Jun 2008, FL-Sep 2007
, GA-Jun 2008, HI-Nov 2012, IL-Jun 2008, IN-Jun 2008, KY-Jun 2008
, LA-Jun 2008, MA-Jun 2008, NC-Jun 2008, NH-Jun 2008, NM-Sep 2007
, NY-Sep 2007, OH-Jun 2008, OR-Jun 2008, TX-Sep 2007, UT-Dec 2015
, VA-Sep 2007, WI-Sep 2007
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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