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BELL ROCK CAPITAL, LLC
BELL ROCK CAPITAL, LLC (CRD# 139163) is an SEC-Registered Investment Advisor (RIA), headquartered in Rehoboth Beach, DE. The SEC approved the firm to operate as an RIA in Jan 2006. In Jun 2018, the firm reported total Regulatory Assets Under Management (RAUM) of $244.5 Million, and has discretion over 100% of those assets.   Pooled investment vehicles (Private Funds) account for 0% of RAUM.   Non-US investors represent 0% .  
 
BELL ROCK CAPITAL, LLC also reported in Jun 2018:
  • 11 employees, with 10 performing advisory functions.
  • A total of 6 office locations.
  • No registrations with foreign financial regulatory authorities.
  • NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
BELL ROCK CAPITAL, LLC has no disclosure events reported to the SEC at this time.
 

View BELL ROCK CAPITAL, LLC's most recent Form ADV filing
 


BELL ROCK CAPITAL, LLC has Notice Filings with the following State Securities Authorities: CA-Mar 2016, DE-Jan 2007, FL-Jan 2007, LA-Mar 2017, MD-May 2016 , NJ-Feb 2006, PA-Jan 2006, TX-Oct 2016

Disclaimer:  The information presented above was gleaned from the SEC website and is believed to be accurate.  FindingFraud.org is presenting this data for informational purposes only and assumes no responsibility for errors or omissions.  Please note that we are aware of many instances where RIAs provided erroneous data to the SEC.  Feel Free to contact FindingFraud.org with questions or concerns.