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BECKER CAPITAL MANAGEMENT, INC.
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BECKER CAPITAL MANAGEMENT, INC.
(CRD# 110489)
is an SEC-Registered Investment Advisor (RIA), headquartered in
Portland, OR.
The SEC approved the firm to operate as an RIA in
Apr 1977.
In
Mar 2018,
the firm reported total Regulatory Assets Under Management (RAUM) of
$4.2 Billion,
and has discretion over
100%
of those assets.
Pooled investment vehicles (Private Funds) account for
1%
of RAUM.
Non-US investors represent
11%
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BECKER CAPITAL MANAGEMENT, INC.
also reported in
Mar 2018:
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28
employees,
with
14
performing advisory functions.
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A total of 2 office locations.
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Registration with one or more foreign financial regulatory authorities.
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NO OPERATIONS as a Commodity Pool Operator (CPO) or Commodity Trading Advisor (CTA).
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BECKER CAPITAL MANAGEMENT, INC. has no disclosure events reported to the SEC at this time.
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BECKER CAPITAL MANAGEMENT, INC. has Notice Filings with the following State Securities Authorities:
AZ-Oct 2015, CA-Aug 1994, HI-Feb 2001, IL-Dec 1998, MI-Oct 2003
, MO-Oct 1996, NH-Jul 2011, NY-Mar 2007, OK-Jan 1998, OR-Jun 1976
, TX-Jun 2017, WA-Nov 1976
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Disclaimer:
The information presented above was gleaned from the SEC
website and is believed to be accurate.
FindingFraud.org is presenting this data for
informational purposes only and assumes no
responsibility for errors or omissions. Please
note that we are aware of many instances where RIAs
provided erroneous data to the SEC. Feel Free to
contact FindingFraud.org with questions or concerns.
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